the contract’s value, a relatively small movement of the market can lead to either large losses or gains within a short period of time. The Client may sustain losses significantly beyond the amount of

securities for sale), financial advisor, lead underwriter, co-underwriter, the effective date of the Registration Statement, the conditions for cancellation of the offer for sale in the case that the amount of

guidelines for investors to understand and monitor future business directions of the Company; 1.1.2 Material changes and developments Give a brief account on the material changes and developments regarding the

ที่เป็นผู้จัดการรับประกันการจำหน่ายและจัดจำหน่าย (lead underwriter) เป็นผู้จัดทำและยื่นรายงานตามวรรคหนึ่ง ข้อ 5 ประกาศนี้ให้ใช้บังคับตั้งแต่วันที่ 3 เมษายน พ.ศ. 2543 เป็นต้นไป ประกาศ ณ วันที่ 14 มีนาคม

  การจัดจำหน่ายตราสาร ทุน/หนี้               ผู้จัดการการจัดจำหน่าย (lead underwritter)  มี ไม่มี           ผู้ร่วมจัดจำหน่าย (co underwritter)  มี ไม่มี            ตัวแทนจัดจำหน่าย (selling

Securities and Exchange Commission throughout the approval period. I fully acknowledge that failure to proceed in accordance with this certification may lead to the SEC Office’s refusal to grant approval to

Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted

of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand

paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such transaction complies with the rules

shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling person in and out of the unit responsible for custody the