Thai Listed companies step forward in raising standard and reliability of the ASEAN region by promoting good corporate governance practices at international level, as such creating recognition of the asset class among global investors. The result of ASEAN CG Scorecard 2014 assessment showed that Thailand could still hold the leading role and was ranked at the top for the third consecutive year, demonstrating growth in leaps and bounds.The corporate governance assessment of Thai listed companies...
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
ได้แก่ Mary Leung, Head Advocacy APAC, CFA Institute และ Hardik Shah, ESG Practice Lead, GMO ร่วมเป็นวิทยากรและแบ่งปันประสบการณ์ในภาคปฏิบัติ ซึ่งมีผู้จัดการกองทุน นักวิเคราะห์การลงทุนและผู้ที่เกี่ยวข้องใน
Climate Bonds Initiative และ Dr.Theresa Devasahayam, ASEAN LCEP Gender Lead ร่วมบรรยาย เมื่อวันที่ 21 พฤศจิกายน 2562 ณ สำนักงาน ก.ล.ต.สัมมนาดังกล่าว จัดให้มีขึ้นเพื่อสนับสนุนการออกตราสารหนี้เพื่ออนุรักษ์
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
deliver better long-term outcomes to their clients, but also contribute as an important driving force for corporates to implement and attain their sustainable goals, which will further lead to the
it may lead to total loss of investment money. The SEC strongly urges investors interested in high-risk products to contact properly licensed business operators only. The
create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial