Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
engagement on ESG issues—the focus of this guide—and we fully anticipate this trend to continue. More than 450 environmental and social shareholder resolutions were filed with US companies in 2014 alone
consumers, thereby affecting corporate profit margins. Furthermore, performance in the banking sector may be affected by the BOT’s new qualitative surveillance of bank loans and this could lead to a further
147) Service Outsourcing Guide for Securities Companies Fees (section 14 and 19) Major Shareholders (section 90 and 91) Branch Office (section 92) Net Liquid Capital (section 97) Capital Reduction
Statements & Auditor Approval (section 106) |- Public Disclosure (section 108) |- Reporting & Notification Requirements (section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for
, to support the auditors on this front, the SEC has hosted various conferences and seminars for the auditors to update and clarify any concerns on the new developments of both accounting and auditing
(1992) in support of material advancements in the corporate governance efforts. On the international front, the SEC continued its role at the International Organization of Securities Commissions (IOSCO
system through administrative measures such as limiting credit lines of clients in trading speculative stocks. 1.2 Review the SETûs operation on an ongoing basis as the SET is the front-line regulator
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...