Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)

Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)

Facebook page “Guide to investing in gold for beginners” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)

action may be pursued, which may lead to imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action.  Mrs. Waratchya

from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366 <

from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366 <

Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for

from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366 <

from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9366 <

Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for