Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
The SEC attended the International Organizations of Securities Commission (IOSCO) Growth and Emerging Markets Committee (GEMC) Annual Meeting and Conference in St. Petersburg, Russia last week. Key
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
2019to discuss the implementation and application of the DLT, to increase the efficiency and reduce cost of operation, and overall processes from the first step to the last, relating to fundraising and
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for
our booth to check their readiness for fundraising in the ?Pride of the Provinces? and the ?Pride in Thai Innovative and Creative Businesses? zones. Last but certainly not least, at ?A thousand baht
-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also
? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th