Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
investment trusts; (2) a 30-percent rate reduction for medium-sized and larger listed companies; and (3) an extension of the annual fee payment due date from May 2020 to the end
of live. At present, a lot of 60-year-old persons are healthy and intelligent to make contribution to many useful activities and have longer live expectancy. With larger amount of pensions to be
and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
’ businesses, increase their liquidity derived from trading in more than one exchange and access to larger pool of potential investors.This MOU will cover the establishment and functions of the working team
standards and recognized by larger economies in Asia Pacific.?Mrs. Voravan Tarapoom, President of the Association of Investment Management Companies (AIMC), said: ?The ARFP would open up new channels for
investors to use more tool-specific services and have more investment alternatives to meet their demands.Given wider varieties of investment advisory services and larger pools of investment product
larger scale,” said SEC Secretary-General Pornanong Budsaratragoon. The knowledge-building activities conducted by participating businesses for the Public Empowerment through Capital Market Knowledge