THE REGULATOR? 2011-JUN 2012-JAN LARGE: $100

สวนที่ 3 หนา 4 หนวย : บาท 3. Large Exposure Risk 3.1 วิธีท่ี 1 (ก) (ข) (ค) (ง) (จ) (ฉ) (ช) รายชื่อหลักทรัพย long short net ฐานในการ (ง) / (จ) คาความเส่ียง คํานวณ(1) (%) หุน A warrant A

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

. Counterparty risk 3. Large exposure risk 5. ลกูหนีซ้ ือ้หลักทรัพยต์ามค าสัง่ Cash balance = 0% Cash acc. ทียั่งไมพ่น้ก าหนดช าระ = 1.2% - พน้ก าหนดภายใน 30 วัน -> (คุม้หนี/้ไมคุ่ม้หนี)้ - พน้ก าหนดมากกวา่ 30 วัน

PowerPoint Presentation การซกัซอ้มวธิกีารค านวณคา่ความเสีย่ง Large Exposure Risk ฝ่ายนโยบายธรุกจิตวักลาง มถินุายน 2563 Counterparty Risk Large Exposure Risk (LER)* Position Risk Investment Risk

increase of 463.3 MB and 700.2 MB or increase of 36.6% and 68.0%, respectively. This is because the Company had delivered many large-scale projects which had just been auctioned in early 2019. Those large

#% (.* % !$ +,# !#-!'" 0 1 : # !#-!' 3(.% ' # (haircuts) " 1 .. 54 19 0 2 : ' # K +30. ' # 3 +3- $ ' #E++) (position risk) ' #E&'#II (counterparty risk) 3' #E3E" (large exposure risk) J0(.* #0% "30 (#' 3) 4

% 0% 0% Fixed Income Money Market Thailand Equity Property Fund Foreign EQ Allocation Commodities ETF Miscellaneous 2 Thai Mutual Fund Industry 68% 12% 20% 74% 21% 5% Equity Large-Cap Equity Small/Mid

have a high level of volatility. High volatility investments may experience sudden and large falls in their value causing losses when that investment is realised. Those losses may equal your original

Identify the law applicable to the debt securities being publicly offered and/or listed. II. MARKETS A. Identity of Exchanges and Regulated Markets. Identify all the exchanges and/or regulated markets on