ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 20/07/2009 - 28/07/2009

SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 11/12/2019 - 17/12/2019

>ที่ กลต.นธ.(ว) 32 /2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk)

       Foreign issuers must pass certain qualification screening, i.e., being large corporations already listed for a period of time on another regulated exchange (home exchange), which is a member of the World

securities companies and commercial bank branches.Vorapol Socatiyanurak, SEC Secretary-General said ?Investment discipline can be achieved by making either a little or large amount of investment continuously

or through mutual agreements. The chapter also supports stakeholders’ access to information on a timely and regular basis and their rights to obtain redress for violations of their rights. V

for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate controlling persons, assessment

relation to sources of funds used for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate

, information gathering in relation to sources of funds used for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial

#% (.* % !$ +,# !#-!'" 0 1 : # !#-!' 3(.% ' # (haircuts) " 1 .. 54 19 0 2 : ' # K +30. ' # 3 +3- $ ' #E++) (position risk) ' #E&'#II (counterparty risk) 3' #E3E" (large exposure risk) J0(.* #0% "30 (#' 3) 4