ระบบสำเร็จ (successful Attempt/ incident) แต่ ไม่ ก่อให้เกิดความเสียหายทางการเงิน จำนวนครั้งความพยายามในการบุกรุกโจมตีระบบสารสนเทศใน ปีล่าสุด แต่บริษัท สามารถความคุมและจำกัดความเสียหายได้โดย ไม่ส่งผลกระ
that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its operation
derivatives position before the settlement date, whether due to market lack of liquidity or the derivatives exchange withholds the futures trading or due to any other reasons, the investor may lose from the
/42 30/7/42 - 1/10/42 นายเอกชัย บูรพชัยศรี บล. ธนสยาม จำกัด 19.417.300 55.478 8,309,300 23.741 68.263 1 8,309,300 16 บมจ. แชงกรี-ลา โฮเต็ล SHANG 20/8/42 23/8/42 – 24/9/42 Successful Dragon Ltd. , Siam
the lack of responsibilities for providing services as securities registrar, the Securities and Exchange Commission may revoke the license of securities registrar, in which case the Office shall notify
) Performing work in a manner that indicates a lack of professional ethics or standards as stipulated by an association under the Office’s approval; (18) Performing the management duty in a manner that indicates
vacancy from office; (3) in case such person is revoked the approval by the SEC Office due to lack of qualifications or having any prohibited characteristics, the approval of the SEC Office shall be
reasonable ground to believe that there is or was [i] a misconduct against duty or service with reference to loyalty and fairness, [ii] lack of responsibility or deliberation, [iii] exploitation of investors
this regard, the respondent may file a counterclaim together with a letter indicating his intention relating to the above mediation. Clause 13. If the mediation of dispute is successful, the parties
directors and persons with power of management , without conflict of interest which may cause the lack of independency in proceeding mutual fund rating, and is capable of operating the work impartially and