. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those securities or the purchase or sale of any securities in
. "investment advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those
million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents
client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act
as amended by the Provident Fund Act (No. 3) B.E. 2550 shall be repealed and replaced with the following provision: “SECTION 16. In respect of investing or seeking benefits for the fund, the fund
. In respect of investing or seeking benefits for the fund, the fund manager shall make use of the employee’s savings and the employer’s contribution in accordance with the investment policy assigned by
capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a
: Prevention of Unfair Securities Trading Practices, Section 238, Section 239, Section 240, Section 241, Section 242, Section 243, and Section 244 of Chapter 8: Unfair Securities Trading Practices and the