human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff. Principle 1 | 2
documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting documentation as specified in Form
only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the
documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting documentation as specified in Form
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting
Qualifying CIS click here . Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS Operator must submit a completed Form 35 – NRI CIS in hard
. Required documents for an approval of ASEAN 1. ASEAN NRI CIS (for non-retail investors only) A CIS Operator must submit a completed Form 35 – NRI CIS in hard copies accompanied by all
relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
Form 35 – ARFP CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an