specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and factors to select products on the
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
pricing of the RPT must be determined with reference to the market price; A clear contract and policy is made; Fair conditions for the transaction are set; There are other groups of shareholders that can