-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its
. On July 29, 2006, an SEC workshop was held to outline the Three-Year Strategic Plan (2007-2009) and set up core strategies for the Thai capital market to strengthen regional competitiveness, the
actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
important role in the promotion of the capital market that they provide the means in which retail investors who may lack the necessary knowledge can enter into the market and are able to diversify their risks
companies and to strengthen the clearing and settlement system, which are extremely important to the capital marketûs integrity. In this regard, the SEC will cooperate with the Association of the Securities
implementation of good corporate governance to strengthen investors' confidence in securities markets. In 2007, market capitalization of the Stock Exchange of Thailand (SET) totaled at 6,636 billion baht
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in
of knowledge, to be used as a database of the organizations that express their intention to participate in projects, and for the consideration and selection and contact of applicants for job interviews
. Ex post rights allow the seeking of redress once rights have been violated. In jurisdictions where the enforcement of the legal and regulatory framework is weak, it can be desirable to strengthen the
amending related laws and regulations to strengthen their rights or enable them to participate more in criminal prosecution, and proposing class action law to allow investors to seek compensation for their