Facebook page ชื่อ Investment Knowledge : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
importance of enhancing our employees’ knowledge and understanding of financial products and services, keeping them abreast of knowhow and new business formats in the fast- changing digital age. Our focus is
one director with IT knowledge or experience, while a Risk Supervision Committee must be established to provide assistance to the Board of Directors with regard to risk supervision. 3. Approval of the
provide investors with more investment choices and fund raisers with more risk management tools, the SEC continued to support development of product and service innovations. Already launched during the year
regulations already in place, these products provide another alternative tool for raising capital for, and making investment in, infrastructure projects as well as local and overseas properties, respectively
, logistics and transport as well as fintech business, both domestic and international, have joined the fray to provide financial services to local customers. Given this development, non-conventional
seek to raise awareness and promote the better understanding of investors and listed companies of the importance of good corporate governance. ■ Hold regular seminars to increase basic knowledge of
information, the SEC relies on its vigorous audit inspection system to provide regular oversights on the works of the auditors. After the effective date of the SEC Notification on the Approval of Auditors in
activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection