the public as well as other securities companies; (b) members shall treat clients fairly and shall not be involved in discriminatory practice, and shall provide services by using knowledge and
knowledge sharing and provide technical assistance • Private Sector : Receive good advice Source: Bank of Thailand’s Directional Paper, Joint Sustainable Finance Initiatives, Krungsri 4 Development of
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
aim to address this knowledge gap. They provide private enterprises with a common language and approach to fully integrate the SDGs into all business and investment decision-making processes, in line
importance of enhancing our employees’ knowledge and understanding of financial products and services, keeping them abreast of knowhow and new business formats in the fast- changing digital age. Our focus is
one director with IT knowledge or experience, while a Risk Supervision Committee must be established to provide assistance to the Board of Directors with regard to risk supervision. 3. Approval of the
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised
provide investors with more investment choices and fund raisers with more risk management tools, the SEC continued to support development of product and service innovations. Already launched during the year
regulations already in place, these products provide another alternative tool for raising capital for, and making investment in, infrastructure projects as well as local and overseas properties, respectively
counterparties and customers • Reviewing knowledge and understanding on the Code of Conduct among our employees and arranging for their annual acknowledgment and compliance • Making plans for holding activities to