Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors Duties Performing the duties with accountability, using knowledge, competency, experience
Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors Duties Performing the duties with accountability, using knowledge, competency, experience
accounting preparation (“Chief Accountant") are required to have an education qualification, work experience and training course in accounting knowledge. 3.2.2 Orientation course in accounting and
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
responsible for the working field relating to asset appraisal who have knowledge and working experience in asset appraisal; Having a total number of the appraisers not less than 5 persons. In this regard, at
supervises the operation of the associations to ensure that the association oversees the members, and carries out the duties with efficiency, fairness and transparency; focuses on promoting and developing the
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance