with the Notification of the SEC Office. Clause 4 The provision as prescribed in Clause 3 shall not be applicable to a securities company which has ceased operation of all kinds of securities business

with the Notification of the SEC Office. Clause 5 A securities company which ceases the operation of the securities business of all kinds and has given a written notice of such intention to the SEC

; (5) advertisement and sale promotion , as specified in details in Chapter 6; (6) particular provisions for some kinds of service, as specified in details in Chapter 7. As a result of promulgating this

services to the client , as specified in details in Chapter 5; (5) advertisement and sale promotion , as specified in details in Chapter 6; (6) particular provisions for some kinds of service, as specified

business according to the guidelines above. In the case where the holding company operates businesses of various kinds with a central company managing subsidiaries or associated companies in each business

the person who have already obtained an approval to perform function in any position under Clause 8(1) (2) or (4), and such period of approval has not ended, the approval of all kinds shall end in

have already obtained an approval to perform function in any position under Clause 8(1) (2) or (4), and such period of approval has not ended, the approval of all kinds shall end in concurrent with the