The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations regarding the criteria, conditions, and procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for conducting business and properly complying with the law, the SEC is therefore proposing additi...
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of
received from committing the offense, which is the highest legal penalty specified by law, at the amount of 16,288,454 baht, (2) a compensation for the benefits that the defendant received or would have
fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course.”In any case, the civil penalty and the compensation for the
นางสาวรื่นวดี สุวรรณมงคล (กลาง) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานเสวนา Legal in Action EP.19 หัวข้อ "ธุรกิจไทยกับเป้าหมายสู่ความยั่งยืน" ร่วมกับนางพิมพรรณ
. The SEC therefore filed criminal complaint against them with the DSI for further legal proceedings.In any case, filing a criminal complaint commences the criminal justice administration whereby the
protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings will enhance knowledge of investors and interested parties about steps and procedures of the lawsuit