Derivatives Intermediaries (No. 2) dated 3 June 2014 , the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Form updated as of June 2021 Sales Report Form for the sale of units of foreign collective
: Initial and Maintenance Margin for Derivatives Trading in Derivatives Exchange dated 22 December 2004 . TRANSLATED VERSIONcodified up to No.3 as of June 13, 2011 The law on budget procedures means The
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
(No. 2) dated 30 June 2005, published in the Government Gazette, Book 122, Special Section 65 Ngor, dated 15 August 2005 The Notification of the Securities and Exchange Commission No. Kor Khor. 16/2550
Approval for Undertaking Securities Business B.E. 2551 (2008) shall be as per the attachment to this Notification Clause 3. This Notification shall come into force as from 1 June 2008. Notified this 8th day
.. PAGE (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To Managers All securities companies Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for Renewal
ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (UNOFFICIAL TRANSLATION) Codified up to No. 2 As of 2 June 2016 Readers should be aware that only the original Thai text has legal force, and that
Re. Report Forms of Securities Companies (No. 4) dated 4 June 2008; (5) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 28/2552 Re. Report Forms of Securities
(UNOFFICIAL TRANSLATION) Codified up to No. 2 As of 13 June 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference