Securities and Exchange Commission No. OrKhor. 9/2548 Re: Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds dated 13 July
July 2006 shall be repealed and replaced by the following provision: “ Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
Companies (No. 5) dated 28 July 2009; (6) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 54/2553 Re. Report Forms of Securities Companies (No. 6) dated 15 December 2010; (7
(UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 3 July 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2
Derivatives Act B.E. 2546 (2003) and the Notifications issued thereunder. Form as of 25 July 2006 O the company found that the following persons have certain prohibited characteristics, however, the company
17 February 2009, the Cabinet has declared 6 July 2009 a special public holiday in order to stimulate domestic consumption and promote tourism business. By virtue of Section 110 of the Securities and
/2546 Re: Calculation and Report of Net Liquid Capital Calculation (No. 6) dated 10 July 2003; (7) Notification of the Office of the Securities and Exchange Commission No. SorThor. 35/2546 Re: Calculation
. Securities company shall keeping the record on an securities investment advice and securities investment negotiation of the client for at least one month as from the day of giving an advice or as from the day
. 14/2561 Re: Determination of Fees for Undertaking Businesses according to Licenses (No. 5) dated 3 July 2018; (6) Notification of the Securities and Exchange Commission No. Kor Mor. 11/2559 Re
. Friday 20 May Visakha Bucha Day 10. Friday 1 July Mid-Year Closing Day 11. Tuesday 19 July Arsarnha Bucha Day 12. Friday 12 August H.M. the Queen’s Birthday 13. Monday 24 October Substitution for