operation before and after investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the customer or the
may hold at any time. In consideration of pledging and debt repayment capability of the customer in the first paragraph, derivatives broker shall be prepared prudently and carefully by examine the
prescribed in Clause 16(6), the intermediary would be able to do so only when it complies with the following additional rules: (1) considering prudently that the transaction will entail the best interest for a
interest as prescribed in Clause 16(6), the intermediary would be able to do so only when it complies with the following additional rules: (1) considering prudently that the transaction will entail the best
9(1) by taking into consideration: (1) establishment of appropriate physical information security measures which are prudently sufficient to the scope of operation in the teleworking site; (2