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decision, the SEC Board may ask for additional information from the board’s secretary and also attend training programs related to the capital market. In the meeting, the Chairman of the SEC Board shall
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
by securities companies as well as cancel off dominant decision making of member traders on the SET. The draft demutualization bill, approved by the Cabinet in May 2010, is being reviewed by the
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
world oil prices will translate into stronger economic stability. In addition, the downward trend of the US policy rates will influence the BOT's decision to lower its policy rates in 2007. Government
support shareholdersû decision. This way, an abuse of the meetingûs resolution to do something that will take advantage of minor shareholders will become more difficult. Others include promoting directorûs
di t In sp ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13 In June 2013, the European Commission (“EC”) announced its decision to recognize Thailand audit oversight under
views and concerns helps boards and management make better informed decisions. They are still free to make an apparently contrary decision when they believe that the outcome would best serve the interests
financial implications associated with transitioning to a lower-carbon economy and physical risks will grow, information will become more decision- useful, and risks and opportunities will be more accurately