particular issuer’s governance by allowing them to buy or sell the issuer’s securities, as appropriate. The quality of the stock market’s rules and regulations that establish listing criteria for issuers and
Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA. ______________________ Note: All
the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions, as prescribed by the SEA. ________________________________
which may influence the directors’ judgement. 6 We refer to the term ‘shareholder’ throughout the Principles and, more specifically, to institutional investors in Section B who act on behalf of
judgement, transactions that were not in the normal course of business, and accounting transactions that required professional skepticism, the SEC found deficiencies in the inadequate gathering of audit
board‟s responsibilities inherently demand the exercise of objective, independent judgement. However, given the ownership structure in Asia, directors often remain appointees of controlling shareholders
……………………………………………………… By (name of the organization)...…………….(attachment)(if any) O No 2.2 For the past 3 years prior to the application filing (1) Was imprisoned by final judgement in offence against property committed with
)...…………….(attachment)(if any) O No (Translation) 2.2 For the past 3 years prior to the application filing (1) Was imprisoned by final judgement in offence against property committed with dishonest intent: O Yes (please
the Revenue Department by the judgement of the Supreme Court announced on 26 June 2017 for the amount of Baht 734 million, and 2) provisions totaling Baht 258 million and the existing provision of Baht
rendered the judgement of dispute regarding the competing road with the Udon Ratthaya Expressway which Northern Bangkok Expressway Company Limited (NECL), the subsidiary of the Company, requiring Expressway