is so numerous that to conduct a case as an ordinary case shall be complicated and impractical.2 2. The consequence of the judgment The judgment of the Court shall have the consequence of binding the
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
the civil sanctions. The SEC Office files the case with the civil court. The Court imposes civil sanctions. The Court dismisses the case Is the judgement appealed? The Appeal Court YES Imposing the
community. The value of qualitative and quantitative reporting alongside the financial statements should not be underestimated, nor should the importance of judgement in ensuring the relevance of financial
judgement, transactions that were not in the normal course of business, and accounting transactions that required professional skepticism, the SEC found deficiencies in the inadequate gathering of audit
one party with the other, or by the court with either or all parties, from the date of filing the charge with the court to the date on which the court issues the final judgement. Clause 3 The
ระยะยาวที่มีนโยบายการลงทุนในลักษณะของกองทุนรวมใดกองทุนรวมหนึ่งดังนี้ 1. กองทุนรวมตลาดเงิน 2. กองทุนรวมหน่วยลงทุน 3. กองทุนรวมฟีดเดอร์ เพิ่มเติม เพื่อให้ บลจ. ระบุแนวทาง การใช้ judgement ในการ โอนย้าย
duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of