Facebook page “Vietjet Air Thailand” impersonates “Thai Vietjet Air Joint Stock Co.,Ltd” : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2024)
Facebook page “Vietjet Air Thailand ” impersonates “Thai Vietjet Air Joint Stock Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 15/08/2024)
Facebook page “Vietjet Air Thailand ” impersonates “Thai Vietjet Air Joint Stock Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2024)
percent of the total assets, except in certain cases. For example, investment to maintain liquidity in low risk assets, investment in a joint company that is not an investment company, investment in a
| - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency | - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records
) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management
relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/EN/Documents/Auditor
relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor
firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/EN/Documents/Auditor/ethical.doc