(B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535, dated 31st January B.E. 2545.] Clause 2 Securities company eligible to file the application under Clause 1 shall not- (1) be
and procedures prescribed in this Ministerial Regulation. [Amended by the Ministerial Regulation No.17 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535, dated 31st January B.E
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
Operating Income for Annual Transaction Levy Calculation (Form 14-2) (Notification No. SorThor/Nor/Yor. 59/2546) To be filed by January 31 of the following year, together with the 1st installment of the
the Ministerial Regulation No.23 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535, dated 31st January B.E. 2545.] Clause 13 The licensee to undertake securities business in the
of receiving the license. [Amended by the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535, dated 31st January B.E. 2545.] Given on the date of
business license on the date of obtaining the license. Given on the date of 31st January B.E. 2545 Somkid Jatusripitak Finance Minister
Exchange Act B.E. 2535, dated 31st January B.E. 2545.] Given on the date of 29th June B.E. 2539 Bodi Chunnananda Finance Minister
Baht 100,000 The licensee shall pay fee for securities business license on the date of obtaining the license. Given on the date of 31st January B.E. 2545 Somkid Jatusripitak Finance Minister