from the report for the first business day of 2017 (4 January 2017), to be submitted within 5 January 2017. For further inquiries, please call Mr. Patana Sukhathummo at 0-2263-6257 and Mr. Surasak
January 6, 2004. Notified this 23rd day of January 2004. (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Remark : The Notification of the Securities and
authorized by the regulator having authority to regulate such scheme. Clause 2 This Notification shall come into force as from 16 January 2013. Notified this 21th day of November 2008. -signature- (Chaikasem
shall come into force as from 6 January 2004. Notified this 23rd day of January 2004. Suchart Jaovisidha (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission
December 2015 with a remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of
the effective date of this Notification to 31 December 2018; (2) thirty-five million baht from 1 January 2019 to 31 December 2021; (3) fifty million baht from 1 January 2022 onward. In the case that the
brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company
Assets of a Securities Company dated 4 January 2000 shall be repealed and replaced by the following texts: “(2) a financial institution whose core businesses are already under supervision and are licensed
of securities companies and derivatives business operators in 2016, as follows: 1. Friday 1 January New Year’s Day 2. Monday 22 February Makha Bucha Day 3. Wednesday 6 April Chakri Day 4. Wednesday 13
shall come into force from 6 January 2004. Notified this 23rd of April 2005. Suchat Jaovisidha (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission