)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed company. ● Undisclosed items / incorrect disclosure of information ● Other related documents/evidence
intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take a necessary action; ● Any complaint whose main issue is under supervision of any
capital put items on the general meeting agenda? Ans. Yes พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/28 1/1 6 Must Buyer's annual financial statements be audited by an external auditor? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ