have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
Supervisory Board No. TorJor. 19/2553 Re: Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies The Notification of the Office of the Securities and Exchange
the company has a policy of paying dividend more than one time in an accounting period, the unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same
) Dividend payment by issuing investment units to unitholders is prohibited. Retained Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained
ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing new shares for capital increase) Principles Creates returns to directors or employees Application of
unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same accounting period. (3) Dividend payment shall be completed within 90 days from the end of the
foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand