Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and

each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to

Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002.

, securities business, the Securities Exchange, over-the-counter centres, and related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of

Management of Funds dated 1 June 2004, the Office of the Securities and Exchange Commission hereby issue the following regulation: Clause 1. This Notification shall only apply to the following funds which have

), or international standards issued by the International Federation of Accountants (IFAC) in case the FAP has yet to issue or amend its standards to be in line with such international standards

operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the

ลักษณะอย่างใดอย่างหนึ่งดังต่อไปนี้ (ก) ตัวตราสาร หรือผู้ออก หรือผู้รับอาวัล หรือผู้ค้ำประกัน ได้รับ rating ในระดับ investment grade จากสถาบันจัดอันดับความน่าเชื่อถือที่ได้รับการยอมรับจากสำนักงาน (issue

enforceable under the provisions of law. SECTION 6. 2 Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market Supervisory Board and the SEC Office shall issue a notification to the

of Finance Chairman of the Securities and Exchange Commission Published in Government Gazette, General Issue, Vol. 117, Special Section 124Ngor, dated 6 December 2000.