OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF
Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of
appointed by the SEC from the list proposed by juristic persons or groups of persons involved with the capital market; • not more than four persons elected by members of the SET; and • manager of the SET as
juristic persons or groups of persons involved with the capital market. The SEC shall specify the notification of the rules and procedures for the selection and appointment of directors of the Securities
hours of such place. The exercise of powers of the competent official under the first paragraph shall be carried out against the person who is directly involved in the matter under inspection and for
of work involved in the performance of duties related to such inside information; (4) director, sub-committee member, representative of a juristic person, agent, worker, employee, advisor or operator
such place. The exercise of powers of the competent officer under the first paragraph shall be carried out against the person who is directly involved in the matter under inspection and for subsection (2
against the person who is directly involved in the matter under inspection and for subsection (2), (3), (5) or (6) shall require prior approval from the SEC Office and in case of subsection (5) or (6), the
are involved in the management of the fund to submit or present the accounts, documents or other evidence of the fund; (3) to summon the persons mentioned in (2) for enquiry or demonstration of facts
members, the fund manager or the fund’s officers who are involved in the management of the fund to submit or present the accounts, documents or other evidence of the fund; (3) to summon the persons