expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such
the years, which led to otherwise avoidable damages and erosion of confidence in the capital market and the Thai economy as a whole. The SEC, therefore, will continue on with its timely and relentless
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of Securities ( 156 ) SEC_News ( 86 ) Finanacial Statements ( 68 ) Derivative Warrant Prospectus ( 62 ) Form 59-1 / 59/2 ( 62 ) Result of Sale Reports - IPO ( 44 ) LegalHub ( 43 ) Investor Alert ( 28
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Principles. The Principles are developed with an understanding that corporate governance policies have an important role to play in achieving broader economic objectives with respect to investor confidence
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. This initiative and others such as creating cross-border market linkages have significant potential to contribute to the growth of Thai financial market and the region’s financial system as a whole. In
highlight investor protection measures through our proposal of the draft Amendments to the SEA, which were approved by the National Legislative Assembly in December. We also put forward other legislations
Reports - IPO ( 13 ) 246-2 ( 10 ) Tender Offer Documents ( 9 ) การบังคับใช้กฏหมาย ( 5 ) Infrastructure Fund Prospectus ( 4 ) Investor Alert ( 4 ) Mutual Fund Prospectus ( 3 ) Form 56-1 : Annual Registration