provision of such enforcement mechanisms is a key responsibility of legislators and regulators. There is some risk that a legal system which enables any investor to challenge corporate activity in the courts
social responsibility initiatives as part of the overall corporate governance improvement. After diligent preparations with relevant public and private organizations, the SEC will enter the Financial
opening or new product launch while disclosing the names of the companies whose investor contacts have breached the laws; ë To urge listed companies to adopt Corporate Social Responsibility (CSR
corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
the SET by Investor Groups ■ Foreign Investors ■ Local Non-institutional Investors ■ Local Institutional Investors 32% 62% 6% 19% 77% 4% 23% 72% 5% 18% 76% 6% 21% 70% 8% 2000 2001 2002 2003 2004 100% 80
● Development of Debt Instrument Secondary Market Expansion of Investor Base and Distribution Channels for Investors and Promotion of Investment Culture ● Additional Mutual Fund Management Licenses in the Thai
นอกจากนี้ คณะกรรมการควรจัดให้มีหน่วยงานหรือผู้รับผิดชอบงานเก่ียวกับ “นักลงทุน สัมพันธ์” (Investor Relations หรือ IR) เพื่อสื่อสารกับบุคคลภายนอก เช่น ผู้ลงทุน นักลงทุนสถาบัน นักลงทุนท่ัวไป นักวิเคราะห์ และ
GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite