investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under

. The Office of the Auditor General of Thailand shall be the auditor of the SEC Office and shall submit its report to the Minister within ninety days from the end of the fiscal year. SECTION 31/1.4 The

Office and shall submit its report to the Minister within ninety days from the end of the fiscal year. SECTION 31/1.4 The SEC Office shall prepare and submit the annual report on its financial condition

financial condition and the business operation to the Minister within one hundred and twenty days from the end of the fiscal year. 9 SECTION 31/2 The Office shall prepare the operating plan and explanation

integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for

installment payments from the fund shall be made in accordance with the rules prescribed by the registrar’s notification. 5 SECTION 23/3 In cases where any employee’s membership terminates upon the end of his

where any employee’s membership terminates upon the end of his employment for whatever reasons, such employee shall be entitled to maintain the whole amount of the benefits he is entitled to receive

end of his employment for whatever reasons, such employee shall be entitled to maintain the whole amount of the benefits he is entitled to receive within the fund as well as his membership. Such

SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in

investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private