matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
under Thai laws and having duty under section 56 (there are minority shareholders) Listed companies Company which listed companies hold > 50 percent shares Other public company limited (approval
es Investor Alert Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries List of Securities Businesses / Derivatives Businesses Asset
Contact us SHARE : Detail Content Complaints Please use this form in case of filing a complaint against SEC executives or staff for alleged improper or unfair duty performance, in
/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
clients, both listed and to be listed companies, by taking into account five key elements: (1) board structure, (2) company secretary, (3) board role, (4) investor relations, and (5) disclosure. A Financial
clients, both listed and to be listed companies, by taking into account five key elements: (1) board structure, (2) company secretary, (3) board role, (4) investor relations, and (5) disclosure. A Financial
2033 9999 or e-mail: complaint@sec.or.th Facebook page for investor education “start-to-invest" and "Happy PVD" SEC and Investors Be Wary of Investment Fraud Investment Governance Code for
/ Derivatives Businesses Asset Management Businesses Credit Rating Businesses Credit Rating Agencies Fund Rating Agencies Investor Alert SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033
Business Operator SHARE : Detail Content Useful Information List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Business Investor Alert