Signatory to the I Code? A Signatory to the I Code is an Institutional Investor who signed a Letter of Intent to implement the I Code and who is expected to implement the Principles set out in the I Code and
approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary scrutiny of qualifications of issuers for investors. Disclosure – issuers are required to make complete and
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the
- retail ASEAN CIS . CIS Operator is required to complete Form 69 – CIS full and submit it as part of the required documents for an approval of ASEAN CIS. ASEAN CIS Fact Sheet Template (for Inbound
) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The
information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
offerings in Thailand. Remark : Form 69 – CIS full forms an integral part of Form 35 – NRI CIS and Form 35 - retail ASEAN CIS . CIS Operator is required to complete Form 69 – CIS full and submit
financial reports in order to provide to investors more complete and accurate information about the company’s true financial status, performance and circumstances. 7.1.4 For disclosures related to any