Signatory to the I Code? A Signatory to the I Code is an Institutional Investor who signed a Letter of Intent to implement the I Code and who is expected to implement the Principles set out in the I Code and
Signatory to the I Code? A Signatory to the I Code is an Institutional Investor who signed a Letter of Intent to implement the I Code and who is expected to implement the Principles set out in the I Code and
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
growth of the company by providing opportunity for directors and employee to take part in the ownership of the business. Positive gains of the company will also benefit the shareholders. However, the
Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In case of a complaint related to services of a securities or asset management
or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
shareholders’ interest. It is also their role to support any policy that would benefit shareholders and to object any unfair decision to be made by the company. More information on the duties and
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
shareholders’ interest. It is also their role to support any policy that would benefit shareholders and to object any unfair decision to be made by the company. More information on the duties and