Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The
the users updated on important news and the latest developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai
The Capital Market Supervisory Board (CMSB)’s Meeting No. 4/2021 dated 16 March 2021 passed a resolution approving in principle the regulatory revision following the cooperative plan of the BOT’s BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would be useful for policy making with regard to exchange rates and financial system in an effective and t...
research on the topic, ?Thai Investor Clusters and Their Financial Literacy? that new generation investors in general are more financially literate than older investors and cash holders, and have a more
said: ?The bond market is one of the three pillars of the Thai economy apart from equity and commercial banking industries. During the past two decades, the bond market has experienced significant growth
on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality.In the area of supervision on intermediaries and business operators, the
addition, the European Union?s endorsement on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality. In the area of supervision on
The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost
, capital market participants were invited to comment and exchange views on setting up an investor protection fund in the Thai capital market which is considered as laying down infrastructure for making a
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not