Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 19:55 Investor Alert Investor Alert ( 693 record(s) found) Name Type of action Disclosure Date Link
must be offered to every shareholder indiscriminately except any shareholder who, after share subscription, would cause the company to comply with foreign law.
, Institutional Investor (II), Private Equity (PE) or Venture Capital (VC), and must not be advertised to the general public.In any case, the websites of OSEP and OSMEP do not show the name of the said company on
/category-detail/9365. In addition, an offering eligible for a waiver of approval application must be private placement only to specified persons in the SEC regulations*, for example, Institutional Investor
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)