by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities Businesses (amended by No. 12 and No. 19) 5 Application for Additional Securities Business License B.E. 2539
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force; (4) be the securities company established upon the separation of finance and securities businesses of the
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the
for Sale of Investment Units of Retail Fund, Mutual Fund for Accredited Investor and Mutual Fund for Institutional Investor Form 123-1 (Enclosed to the Notification of the Office of Securities and
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
Regulations Notification of the Capital Market Supervisory Board No. Tor Nor. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and Execution of Agreements for Management of Private Funds
Supervisory Board No. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and Execution of Agreements for Management of Private Funds. Notification of the Office of Securities Exchange