securities for business take-overs; (2) reporting the result of the business performance sporadically to the SEC with the rules, conditions and procedures as specified by the SEC; 7 (3) any other activities as
subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in the notification of the SEC, or may allow such company to act differently
protect the public interest. SECTION 35/1.5 Subject to Section 33, the SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
the fund; (c) damages or interest paid by the fund as a result of https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc (Translation) (Translation) PAGE 112 (Translation
the fund as a result of court judgment or order; (d) money https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-pvd2007-no3.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc public or; (3) use of