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​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all supporting documentation as specified in  Form 35 – NRI CIS  to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS

eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating

Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the

​ . Required documents for an approval of ASEAN 1. ASEAN NRI CIS  (for non-retail investors only) ​​​​​​​​​​​​​​A CIS ​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all

) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The

​​​​es ​​​ Investor A​lert ​ ​ ​ ​ Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries ​​​​​​​​​​​List of Securities Businesses / Derivatives Businesses​​ Asset

retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters.  As the Thai capital market is dominated by retail investors, the SEC has

only) A CIS Operator must submit a completed  Form 35 – HK-TH MRF  in hard copies accompanied by all supporting documentation as specified in  Form 35 – HK-TH MRF  to the SEC Thailand for the Hong Kong

only) A CIS Operator must submit a completed  Form 35 – HK-TH MRF  in hard copies accompanied by all supporting documentation as specified in  Form 35 – HK-TH MRF  to the SEC Thailand for the Hong Kong