the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any
the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
) To be filed within 15 days after the end of the quarter. Semi-Annual Reports Audited Financial Statement (6 months) (Form Bor.Lor. 1 and Bor.Lor. 1.1) To be filed within three months after the end
unitholders are informed of the access to such information channels via an email/SMS/ link to the website. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the
. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the end of the accounting period A six-month report based on the accounting period/calendar year shall be
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Asia-Pacific Economic Cooperation (APEC) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the
for Sale of Investment Units of Retail Fund, Mutual Fund for Accredited Investor and Mutual Fund for Institutional Investor Form 123-1 (Enclosed to the Notification of the Office of Securities and
Regulations Notification of the Capital Market Supervisory Board No. Tor Nor. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and Execution of Agreements for Management of Private Funds