condition before the investor makes a decision to subscribe such debentures._______________________________ * Crowdfunding is a fund raising from crowd through funding portals typically via the
Bangkok, January 6, 2009 ? The SEC has revised its rules on approval of investor contacts for more flexibility and for encouraging more service providers into the capital market. Effective as from
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 Investor Alert Investor Alert ( 4843 record(s) found) Name Type of action Disclosure Date Link
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be issued by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which became effective
. If issues arise, investors should be able to seek remedies and solutions from protection mechanism, depending on the types of risks and the types of products and their providers. Effective investor
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)