for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and
expects the companies to lay out plans and procedures for effective development of investor contact competency. To achieve the aforesaid objectives, the Office has prescribed guidelines for renewal of
contact, solicit or advise their customers, the Office expects the companies to lay out plans and procedures for effective development of investor contact competency. To achieve the aforesaid objectives
Director or Executive, but not the position of Manager, of the securities company prior to the effective date of this Notification shall continue to be Category A investor contact and perform the duties of
Effective CEO and People Management) หลักปฏบิตั ิ5 ส่งเสริมนวัตกรรมและการประกอบธุรกิจอย่างมีความรับผิดชอบ (Nurture Innovation and Responsible Business) หลักปฏบิตั ิ6 ดูแลให้มีระบบการบริหารความเสี่ยงและการ
about communication, it can take a variety of forms. The approach taken by an investor will be influenced by the way they invest, by their investment time frame, by their philosophy around shareholder
mailto:james.Robertson@unpri.org mailto:info@unpri.org Default Section Slide 1: Fundamentals & Best Practice for Effective Stewardship Slide 2: The PRI Slide 3: Investor-led, supported by the United Nations Slide 4: How
investors 6. National commitments and priorities Effective, robust and impactful engagement on climate in Asia 4 Refresher: setting the scene for corporate engagement in Asia 5 Climate Action 100+ Investor
factors (focusing on director votes, shareholder resolutions and other management proposals), publish criteria that need to be met for the investor to vote for a company's climate plan and/or resolution