SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management" 2 means the management of funds of a person or group of persons who
management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management
the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which
มี้การประชุมรับฟังความคิดเห็น (“focus group”) เร่ือง การก าหนด ทุนจดทะเบียนช าระแลว้ของบริษทัหลกัทรัพย ์จ านวน 1 คร้ัง เม่ือวนัท่ี 29 มีนาคม 2559 โดยมี ผูเ้ขา้ร่วมประชุมจากบริษทัหลกัทรัพย ์ผูป้ระกอบ
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
cohabiting partner and minor children; (2) director, executive, controlling person, staff member or employee of the business in the digital token offeror’s group, who holds the position or carry out the work