inflow Morningstar Thailand categories YTD (excluding fixed income and money market) Source: Morningstar Direct, Data as of 30 October 2015 17 Fund: 1 Year Total Return 12.13% 1 year Investor Return 5.98

Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the

Exchange of Thailand. The client agreed to transfer money into Asia Wealth?s account and sent the transfer evidence to Jakkrit, who instead informed Asia Wealth that the deposit had been made by another

Exchange of Thailand to establish the Securities Investor Protection Fund (SIPF). The SIPF pays compensation for damages due to securities trading disputes between investors and market participants either

for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company, claiming that such company was in the listing process of the Stock Exchange of Thailand (SET), when

? demands. This is to ensure that debt securities will continue to be a key product of choice for fund mobilization, while investors are better protected.  Assistant Secretary?General Charuphan Intararoong

Thailand as of 31 December 2022, SET note vol.8/2022, Franklin Templeton Investment Institute, FactSet. As of May 2021 NAV of sustainability Fund TH B Mi llio n SET retail investor survey on ESG Retail

investment advice or investor contact.  Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not

make trading orders on his or her behalf, the investor must issue a written power of attorney and should examine the trading confirmation documents regularly. _____________________________ * Clause 23

to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered