investment scheme, securities company shall proceed to examine investor’s qualifications at least as follows: (1) arranging investor to self-declare identity; (2) requesting information and documents
benefit of the Company and the Shareholder. Therefore, apart from the benefit from the source of fund of investor, the Company also bring the investor’s knowledge experiences in the Palm Oil business as the
amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the newly issued shares which offering to the specific
following additional conditions for ICO portal recognition? An ICO portal shall: 4.1) have a system to test retail investor’s suitability and investment knowledge on ICO before retail investor commits to an
Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the
deemed as securities under this Notification. Upon completing inspection on units of foreign ETF under the first paragraph, the SEC Office shall, for investor’s inspection, make public a list of units of
” means a trust certificate representing the rights of its holder as the beneficiary of the trust; “trust” means an infrastructure trust; “high net worth investor” means a person who meets one of the
payable, if other than the issuer. If any of the securities are to be offered for the account of a selling shareholder, indicate the portion of such expenses to be borne by such shareholder. Indicate the
the private fund management contract with the management company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into
company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an