performance of duty as category A investor contact, securities investment analysis or securities valuation. Work experience in Thailand or abroad for a total period not less than 2 years during a period of 5
use valuation method and shall be granted exemption as follows: (1) in determining the fair value of equity instruments issued by PTT Public Company Limited for calculating the net asset value of mutual
in the category of derivatives fund manager; “Customer” means any person who authorizes the derivatives fund manager to provide the services of derivatives fund management for them; “Investment manager
_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
จัดการลงทุนต่างประเทศ” หมายความว่า โครงการจัดการลงทุน (collective investment scheme) ที่จัดตั้งขึ้นในประเทศกลุ่มอาเซียน โดยได้รับอนุญาต การจดทะเบียน หรือการดำเนินการอื่นใดในทำนองเดียวกับการอนุญาตหรือการจด
Institution Problems” means a person who makes decisions to invest in real estate or leasehold right, select or propose to the unitholders or his designated person who makes decisions on investment in real
in investment Securities 5. Investments in subsidiary and affiliated 6. Receivables from Clearing House 7. Securities business receivables and Derivatives business receivables 8. Others derivatives
mutual funds’ assets; (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested
Valuation Services: Does the firm conduct any valuation work for audit client –what is provided? 4 Actuarial Valuation Services: Does the firm provide any such services to audit clients? 5 Tax Services: Does
. 23/2544 Re: Rules, Conditions and Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the