Securities Analyst (CISA), Chartered Alternative Investment Analyst (CAIA) หรือ Certified Financial Planner (CFP) ผู้ลงทุนรายใหญ่พิเศษ (1) กรณีบุคคลธรรมดา (นับรวมคู่สมรส) มีฐานะการเงินอย่างใดอย่างหนึ่ง ดังนี้

/ derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities

Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All

Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of